FIN Compliance offers referral programs for vendors and consulting opportunities for contractors.

Consulting/Affiliate Program
Compliance consultants looking for work
Direct/referrals for your consulting/book
Client Account/Setup assistance
Compliance/Business Software Systems
Collaborations/joint work may be available
Consultants serving RIAs, Private Funds, Broker-Dealers, Financial Planners, Investment Advisors, UK
Commission/Per Project

Vendor/Referral Program
Vendors looking to advertise and receive leads/introductions.
Article/Blog Post
Social Media postings
Blog/Newsletter Ads
Advisor Directory listing
Direct referrals/introduction
Vendors serving RIAs, Private Funds, Broker-Dealers, Financial Planners, Investment Advisors
Monthly Subscription Fee

Join our Team

Seeking Subject matter experts in the following:

Investment Advisory



Private Fund

Cross-Border Regulations

Business Analytics


Build your book of business

Flexible office setup

Reach emerging markets

Build upon establish markets

Business Support/Systems

Sales/technology packages

How it Works



Contractor/Paid assignments

Manage Client Relationships

Sales objectives/leads

Branch office/partner (equity)**

Application Process

  • Consulting/Affiliate Application
  • Cover Letter (e.g. interests)
  • Resume
  • References
  • Business Vendor/Affiliate Application
  • Advertise your services w/ our network

  • *Must have financial, sales, or related compliance experience.
  • **Sweat equity or buying into business may be available