Compliance Management Solutions
Segmented for Registered Investment Advisors (RIAs), Broker-Dealers, Funds, and more
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FIN Compliance is now a part of the member/partner vendor network of
National Association of Personal Financial Advisors is an American financial planning trade organization created in 1983 to expand the use of fee-only financial advisors by individual consumers.
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The ASSOCIATION OF AFRICAN AMERICAN FINANCIAL ADVISORS (AAAA) was created to address the needs and concerns of African American Financial Professionals. AAAA is a non-profit membership organization for African American financial advisors and affiliated professionals.
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Operations and systems development resource for investment advisors and other businesses.
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