Products / Services



Consulting


Advisor Software


Broker-Dealer Software

(coming in 2019)

Private Funds

Crypto / Digital Assets

Cyber Security

We believe in segmentation.

We believe in products that are segmented based on geographic locations as opposed to the one-size-fits all compliance platforms that seek to service every market in the financial services industry.

We believe in a framework to allow firms to customize to its individual model.

FIN Compliance (FinCompliance.io) is a consortium of segmented compliance services including: RIA Consults-Roberson Consults Group, a compliance consulting firm for advisors and FinTech entrepreneurs, RIA Review, a compliance-management software tool; RegTech Products is a product notification portal for product offerings in financial service markets, such as: RIA's, Broker-Dealers, Insurance, Blockchain, AML and more.

Overall, our network includes 160+ firms, 130+ RIA Review users, 20+ states represented, 3 countries, and consulting clients served with a total of more than $3.70+ billion in assets under management.

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